Income disparity, intergenerational transmission of poverty and income traps are important topics in economicsocial development. On the basis of sorting out research on income mobility measurement, povertytrap theory and social innovation, this paper regards the poverty trap as a lowincome equilibrium with interlocking multiple mechanisms, and puts forward a socialinnovation framework for escaping poverty centred on crosslevel agency: starting from neurocognitive processes, individual agency, relational agency to collective/transformative agency, opportunity structures are changed through empowerment, resource mobilisation, power redistribution and institutional/normative change, thereby weakening the selfreinforcing mechanisms of poverty. This paper further proposes a research agenda combining neurocognition, behavioural experiments and crosslevel mixedmethod research, so as to provide a testable theoretical framework and empirical path for breaking poverty traps.
Keywords
income mobility,poverty trap,social innovation,agency,cross level
How to Cite
Wang, N. (2026). Income Mobility, Poverty Traps and Social Innovation. 亚洲社会创新与发展期刊, 1(3), 92–106. 取读于 从 https://www.ajsid.org/index.php/pub/article/view/58
📄1.Peng. N.Econometric Research on Measuring the Fairness of Income Distribution with Gini Coefficient, Degree-Hunan University, Changsha, 2009.
📄2.Wang. H. Household Income Mobility and Its Impact on Longrun Equality in China. Economic Research Journal, 2005, 40(1), 5666.
📄3.Lu. X. Social Mobility in Contemporary China. Social Sciences Academic Press: Beijing, China,2004.
📄4.Barrett. C.; Garg. T.; McBride. L. Wellbeing Dynamics and Poverty Traps. Annual Review of Resource Economics, 2016, 8, 303327.
📄5.Azariadis.C.; Stachurski.J. "Poverty Traps," In Handbook of Economic Growth,Edition 1; Philippe. A., Steven.D., Eds.; Elsevier:Amsterdam,Netherlands,2005 ;volume 1, chapter 5.
📄6.Carter. M.; Barrett. C. The Economics of Poverty Traps and Persistent Poverty: An Assetbased Approach. Journal of Development Studies, 2006, 42(2), 178199.
📄7.Barrett.C.; Carter. M.; Chavas. J. The Economics of Poverty Traps. University of Chicago Press: Chicago, USA, 2019.
📄8.Chantarat. S.; Barrett. C. Social Network Capital, Economic Mobility and Poverty Traps. Journal of Economic Inequality, 2011.
📄9.Liu. H.; Chen. L. Institutional Innovation and Economic Growth: Reflections on Paths for Developing Countries to Escape Poverty Traps. Economic Science, 2001,(4).
📄10.Ye. J.; He. C. PovertyAlleviation Practices and Theoretical Exploration Based on Smallholder Production: A Case Study of the “Nestshaped Market Smallholder PovertyAlleviation Experiment”. Social Sciences in China, 2020,(3), 152172.
📄11.Ding. J.; Jin. N.; Wang. Z. Generative Logic of Deep Poverty and Pathways for Overcoming Poverty Traps: Insights from Xi Jinping’s Important Remarks on Deep Poverty. Journal of Jishou University, 2019,(3), 114121.
📄13.Haider. S.; Solon. G. Lifecycle Variation in the Association between Current and Lifetime Earnings. American Economic Review, 2006, 96(4): 13081320.
📄14.He. S.; Huang. G. Trends in Intergenerational Income Mobility in China: 20002009. Journal of Financial Research, 2013,(2),1932.
📄15.Björklund. A.; Jäntti. M. Intergenerational Income Mobility in Sweden Compared to the United States]. American Economic Review, 1997, 87(5), 10091018.
📄16.Mocetti. S. Intergenerational Earnings Mobility in Italy. The B.E. Journal of Economic Analysis & Policy, 2007, 7(2).
📄17.Piraino. P. Comparable Estimates of Intergenerational Income Mobility in Italy. Scandinavian Journal of Economics, 2007, 109(3), 633648.
📄18.Nicoletti .C.; Ermisch. J. Intergenerational Earnings Mobility: Changes across Cohorts in Britain. The B.E. Journal of Economic Analysis & Policy, 2007, 7(2).
📄19.Blanden. J.; Gregg. P.; Macmillan L. Accounting for Intergenerational Income Persistence: Noncognitive Skills, Ability and Education. Economic Journal, 2007, 117(519), C43C60.
📄20.Lefranc. A.; Trannoy. A. Intergenerational Earnings Mobility in France: Is France More Mobile than the US?. Annales d’Économie et de Statistique, 2005,(77),5798.
📄21.Lefranc. A.; Ojima. F.; Yoshida. T. Intergenerational Earnings Mobility in Japan among Sons and Daughters: Levels and Trends. Journal of Population Economics, 2014, 27(1), 91134.
📄22.CerviniPlá. M. Intergenerational Earnings and Income Mobility in Spain. Review of Income and Wealth, 2015, 61(4), 812828.
📄23.Leigh. A. Intergenerational Mobility in Australia. The B.E. Journal of Economic Analysis & Policy, 2007, 7(2).
📄24.Bratberg. E, et al. A Comparison of Intergenerational Mobility Curves in Germany, Norway, Sweden, and the US. Scandinavian Journal of Economics, 2016, 119(1), 72101.
📄25.Breen. R. Education and Intergenerational Social Mobility in the US and Four European Countries. Oxford Review of Economic Policy, 2019, 35(3),445466.
📄26.Kraay. A.;, McKenzie. D. Do Poverty Traps Exist? Assessing the Evidence. Journal of Economic Perspectives, 2014, 28(3), 127148.
📄27.Chen. L.; Yuan. Z. Give a Man a Fishing Rod Rather than Fish? Wealth Capital, Social Capital, Human Capital and Intergenerational Income Mobility in China. Fudan Journal, 2012,(4), 99113+124.
📄28.Zhou. X.; Zhang. P. Intergenerational Occupational and Income MobilityEvidence from Chinese Urban and Rural Households. China Economic Quarterly, 2015, 14(1), 351372.
📄29.Gong. H.; Leigh. A.; Meng. X. Intergenerational Income Mobility in Urban China. Review of Income and Wealth, 2012, 58(3),481503.
📄30.Yang. X., Wang. T. ConsumptionInvestment Decisionmaking, Intergenerational Income Mobility and Chronic Poverty. Statistics & Decision, 2020, 36(16), 5559.
📄31.Fan. Y.; Yi. J.; Zhang. J. Rising Intergenerational Income Persistence in China. American Economic Journal: Applied Economics, 2021, 13(2),202230.
📄32.Galor. O.; Zeira. J. Income Distribution and Macroeconomics. The Review of Economic Studies, 1993, 60(1), 3552.
📄33.Haider. L .; Boonstra. W.; Peterson. G.; et al. Traps and Sustainable Development in Rural Areas: A Review. World Development, 2018, 101, 311321.
📄34.Fitz. D.; Gouri. Suresh.. Poverty Traps across Levels of Aggregation. Journal of Economic Interaction and Coordination, 2021, 16,909953.
📄35.Barrett. C.; Carter. M. The Economics of Poverty Traps and Persistent Poverty: Empirical and Policy Implications. Journal of Development Studies, 2013, 49(7),976990.
📄36.Ghatak. M. Theories of Poverty Traps and Antipoverty Policies. World Bank Economic Review, 2015, 29(Suppl 1):,S77S105.
📄38.Haushofer. J.; Fehr. E. On the Psychology of Poverty. Science, 2014, 344(6186), 862867.
📄39.Shah. A.; Mullainathan. S.; Shafir. E. Some Consequences of Having Too Little. Science, 2012, 338(6107), 682685.
📄40.Mullainathan. S.; Shafir. E. Scarcity: Why Having Too Little Means So Much. Times Books: New York,USA , 2013.
📄41.Ikegami. M.; Carter. M.; Barrett. C.; et al. Poverty Traps and the Social Protection Paradox University of Chicago Press: New York, USA, 2019
📄42.Berthélemy. JC. Exits from the Poverty Trap and Growth Accelerations in a Dual Economy Model. Review of Development Economics, 2021, 25,11971215.
📄43.Sen. A. Development as Freedom. Trans. Ren Y, Yu Z. Renmin University Press: Beijing, China,2002.
📄44.Banerjee. A .; Duflo. E. Poor Economics: A Radical Rethinking of the Way to Fight Global Poverty. Trans. Jing F. CITIC Press:Beijing, China,2018.
📄45.Xing. C.; Zhao. X. Structural Poverty and Its Governance Logic. Journal of Nanjing Agricultural University, 2017, 17(4), 19.
📄46.Ascanio. J.; Valencia. P.; ArizaMontes .A. El Concepto de Innovación Social: Ámbitos, Definiciones y Alcances Teóricos. CIRIECEspaña Revista de Economía Pública, 2017,(88),165199.
📄47.Niekerk. L .; Manderson. L.; Balabanov.a D. The Application of Social Innovation in Healthcare: A Scoping Review. Infectious Diseases of Poverty, 2021, 10(1), 26.
📄48.Agostini. M.; Vieira. L.; Tondolo. R.; et al. An Overview on Social Innovation Research: Guiding Future Studies. Brazilian Business Review, 2017, 14(4), 385402.
📄49.Audretsch. D.; Eichler. G.; Schwarz. E. Emerging Needs of Social Innovators and Social Innovation Ecosystems. International Entrepreneurship and Management Journal, 2021, 18(1), 217254.
📄50.EdwardsSchachter. M.; Wallace. M. “Shaken, but Not Stirred”: Sixty Years of Defining Social Innovation. Technological Forecasting and Social Change, 2017, 119, 6479.
📄51.Gupta. S.; Kumar. V.; Karam. E. Newage Technologiesdriven Social Innovation: What, How, Where, and Why?. Industrial Marketing Management, 2019, 89, 499516.
📄52.Millard. J.; Fucci. V. The Role of Social Innovation in Tackling Global Poverty and Vulnerability. Frontiers in Sociology, 2023, 8,966918.
📄53.Bock. B. Social Innovation and Sustainability; How to Disentangle the Buzzword and Its Application in the Field of Agriculture and Rural Development. Studies in Agricultural Economics, 2012, 114(2), 5763.
📄54.Lopes. D.;, Vieira. N.; Barbosa, A.; et al. Management Innovation and Social Innovation: Convergences and Divergences. Academia Revista Latinoamericana de Administración, 2017, 30(4),474489.
📄55.Beckman. C.; Rosen. J.; EstradaMiller. J; et al. The Social Innovation Trap: Critical Insights into an Emerging Field. Academy of Management Annals, 2023, 17(2), 684709.
📄56.Tracey. P.; Stott. N. Constructing “Problems” and “Solutions”: Social Innovation as Socialsymbolic Work. Journal of Management Studies, 2025, 62(8), 35583574.
📄57.Grimm. R.; Fox. C.; Baines. S.; et al. Social Innovation, an Answer to Contemporary Societal Challenges? Locating the Concept in Theory and Practice. Innovation: The European Journal of Social Science Research, 2013, 26(4), 436455.
📄58.Gallouj.F.; Rubalcaba. L.; Toivonen. M.; et al. Understanding Social Innovation in Services Industries. Industry and Innovation, 2018, 25(6), 551569.
📄59.Spadafora. M.; Rapaccini. M. Bridging the Gap between Servitization and Social Innovation. Journal of Cleaner Production, 2024, 452, 142178.
📄60.Emirbayer. M.; Mische. A. What Is Agency? American Journal of Sociology, 1998, 103(4), 9621023.
📄61.Sen. A. Development as Freedom. Alfred A. Knopf:New York, USA,1999.
📄62.van Wijk .J.; Zietsma. C.; Dorado. S.; et al. Social Innovation: Integrating Micro, Meso and Macro Level Insights from Institutional Theory. Business & Society, 2019, 58(5), 887918.
📄63.Pel. B.; Haxeltine. A.; Avelino F, et al. Towards a Theory of Transformative Social Innovation: A Relational Framework and 12 Propositions. Research Policy, 2020, 49(8), 104080.